Resolution Compliance
Resolution Compliance is a principal firm that provides Appointed Representative (AR) status to selected businesses in the financial services sector. They offer compliance infrastructure and support to assist businesses in a regulated environment.
- Onboarding process for AR status
- Appointed Representative services
- Regulatory guidance and oversight
- Compliance support and infrastructure
- Training and compliance policy development
Locations
Digital Popularity
Social Media
Competitors
Clarges Consulting Limited provides first-class appointed representative, regulatory hosting, and AIFM solutions using their own FCA authorised firms.
Enterprise Incubator and Consultancy is dedicated to helping FCA regulated firms navigate the complexities of regulation and compliance.
Laven Hosting Limited is a modern UK regulatory hosting platform that provides Appointed Representative and Fund Management services.
ICSR is a group of highly experienced individuals passionate about helping others to ensure that they meet regulatory requirements and achieve their goals within an environment of business, legal and regulatory change.
Starmark Investment is part of the Starmark Group, established in 1998, which provides regulatory cover for Appointed Representatives, Fund Managers, and Trading Groups.
Company Details
Resolution Compliance is operated by Resolution Compliance Limited and is a Active company incorporated on 3 January 2012 with the registered office located in London, City of London. Resolution Compliance Limited was registered 13 years ago.
Status
Active
Size
Micro
Directors
2
Age
13 years old
Employees
2
Turnover
Unreported
Total Assets
£831.9K
Cash in Bank
£798.03K
Total Liabilities
-£507.84K
Teams
2
1
1
Founder • Joined Jul 2014
Head Of Compliance And Supervision • Joined Aug 2015
Founder • Joined Jul 2014
Head Of Compliance And Supervision • Joined Aug 2015